VP AML / OFAC Compliance Officer / Advisory (Financial Security) Job at Crédit Agricole CIB, New York, NY

a0JtV0l0NWNYSXBhU1lUamh1VGNxb2VPYVE9PQ==
  • Crédit Agricole CIB
  • New York, NY

Job Description

Summary:

This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing and validating high risk KYC files, and providing AML and/or sanctions related guidance to the Bank’s staff on proposed transactions. He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act.

Key Responsibilities:

  • Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements.
  • Review and issue regulatory guidance to Bank staff on proposed activities and transactions.
  • Assist with the analysis of updates in regulations and/or policies to ensure that the Bank is compliant with US regulations, as well as the Bank’s policies and procedures.
  • Assist with the implementation of any new requirements that come as a result of new regulations or policies and procedures.
  • Provide guidance to Front Office and Support staff on AML specific queries concerning proposed customers and/or transactions.
  • Assist with analysis of data for the Bank's BSA/AML and OFAC Risk Assessments.

Management and Reporting:

The position reports directly to the Head of Advisory – Financial Security.

Key Internal Contacts:

The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support.

Key External Contacts:

The employee may have occasion to interact with external auditors and/or regulators during exams.

KNOWLEDGE AND SKILLS

Qualifications/Education Required:

College Degree

Experience Required:

5-10 years

CAMS Certification preferred

Competencies:

Knowledge of US AML and OFAC regulations

Knowledge of International AML and Sanctions regulations preferred

Skills & Knowledge Requirements desired:

IT Knowledge of Payment systems

IT Knowledge of AML tools

Job Tags

Bank staff,

Similar Jobs

The UPS Store #1603

Full-Time Associate / Notary Public Job at The UPS Store #1603

 ...business in the shortest possible timeApplicant will be required to pass a Department of Justice background check to qualify for Notary Public.Our Store provides a great friendly and flexible work environment.The following is a representative list of the duties and... 

RICEFW Technologies

Data Governance Specialist - REMOTE Job at RICEFW Technologies

 ...: 1Total Work Experience : 8+ yearsRelevant Technology-Specific Experience : 2+ years with Purview/metadata tools, 6+ years data governance frameworksResponsibilities :Implement and configure Microsoft Purview for metadata management, lineage tracking, and classification... 

Huron

Epic Revenue Cycle Consultant Job at Huron

 ...challenges, so we are constantly searching for skilled technical consultants to help our clients maximize their technology investments. Our...  ...care delivery, patient outcomes and profitability. As an Epic Consultant, you will: Lead clients through implementation, optimization... 

TotalMed Case Management Staffing

Travel Nurse RN - Case Management - $2,150 per week Job at TotalMed Case Management Staffing

 ...TotalMed Case Management Staffing is seeking a travel nurse RN Case Management for a travel nursing job in Bedford, New Hampshire. Job Description & Requirements ~ Specialty: Case Management ~ Discipline: RN ~ Start Date: 06/02/2025~ Duration: 13 weeks... 

PTR Global

Creative Director Job at PTR Global

Were partnering with an independent creative agency known for its bold approach to branding, design, and advertising. With a focus on...  ...connection and business results.Theyre looking for a Creative Director, Copy to lead across a dynamic portfolio of clients,...